Alabama Open Meetings Act - Notice Details

Posted-By: Alabama Securities Commission
Meeting-Date: 9/19/2023 Meeting-Time: 10:00 AM	Notice History: Submitted on 9/13/2023 9:45:21 AM
Meeting-Location: 445 Dexter Avenue Ste. 12000 Montgomery, AL 36104 Phone-Number:334-242-2984 Meeting-Type:regular Submission-datetime:9/13/2023 9:45:21 AM
Notice: AGENDA COMMISSION MEETING September 19, 2023 10:00 a.m. Call to Order Approval of Agenda Approval of Minutes from Previous Meeting (Tab A) I. New Business: A. Personnel Matters 1. ASC director position to close on September 15. 2. April McKay named Deputy Director, Administration 3. Faith Feaga Pierce joined Secretary Wes Allen as Communications Director. 4. Max Williams joined ASC as securities analyst. 5. Joe Borg joined ASC August 1 part-time. B. Audit preliminary results; Sunset Committee set for September 28th at 10:00 a.m. C. ASC Rules and Regulations review in response to EO 735 D. NASAA update 1. ASC hosted the southeast zone meeting on July 27th. 2. Director Senn re-appointed Enforcement Co-Chair 3. IPT grant to ACEE E. Monthly Commission Report (Tab B) 1. Executive Session 3. Investigation and Legal Case Update F. Other Business G. Motion to Pay Appropriate Commissioners’ Expenses II. Adjourn